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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-20 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States
Bowling Green, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 09/2013 | Present |
| Robert W. Baird & Co. Incorporated | Bowling Green | KY | 10/2019 | Present |
1)COLLEGE FLATS, LLC, 816 STATE STREET, BOWLING GREEN, KY 42101, START DATE 12/22/2016, LLC OWNS REAL ESTATE, RENTAL PROPERTY. MY PARTNER IS NOT A CLIENT, 5 HR/MO, 0 HRS/MO TRADING HOURS. 2) YELLOWBELLY HOLDINGS LLC, INVESTOR IN QUICK SERVICE RESTAURANT BUSINESS IN CO, NO RESPONSIBILITIES, IMVESTMENT ONLY 2%, START DATE 07/01/2017, 2525 ARAPAHO AVENUE, BOULDER, CO 80302, O HRS/MO,. O HRS/MO TRADNG. 3) GIVENS FAMILY DYNASTY TRUST, FIDUCIARY APPOINTMENT, CLIENT ESTATE PLANNING VEHICLE, START DATE 01/01/2015, 0 HRS/MO,. 0 HRS/MO TRADING Name/Address: Author; Finding Your Financial Advisor Start Date: 1/1/21 Hours Spent: 10+ hours/month Hours Spent During Trading: 10+ hours/month Role/Responsibility: Author; Contributor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-02 |
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