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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-12-09 |
| TX | RA | APPROVED | 2017-05-17 |
| WA | RA | APPROVED | 2015-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/2015 | Present |
| Financial Advisor | Seattle | WA | 11/2015 | Present |
| Bank Of America, N.A. | Lynnwood | WA | 11/2015 | Present |
I*1502287 For profit or not for profit: Entity For Profit Name of outside business organization: puget sound basketball league Investment related: N Address of business: Seattle, Washington, 98136, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 9/29/2023 Number of hours devoted: 6 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Referree Basketball games, run up and down a court officiating the game within the rules of the sport., Referree basketball games
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-01 |
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