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Micheline A Dagher

Foundations Investment Advisors LLC

Phoenix, AZ

Walpole, MA

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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-01-16
NH RA APPROVED 2024-01-10
MA RA APPROVED 2018-05-21
  • RI RA
    APPROVED
    Since 2024-01-16
  • NH RA
    APPROVED
    Since 2024-01-10
  • MA RA
    APPROVED
    Since 2018-05-21

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

841 Main Street Suite 4, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelly Financial Services Braintree MA 07/2011 05/2017
Non-Compete Walpole MA 05/2017 05/2018
Foundations Investment Advisors, Llc Scottsdale AZ 05/2018 Present
Previous Registrations
  • 2016-06-06 → 2017-06-03
    Kelly Financial Services Llc
    Braintree, MA
Other Businesses

DAGHER FINANCIAL; INVESTMENT RELATED; INSURANCE/ANNUITY SALES; SINCE APRIL 2018; APPROX. 120 HOURS/MO DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-05
  • S65 Uniform Investment Adviser Law Examination
    2016-06-05

View on SEC IAPD

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