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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Dothan | AL | 03/2015 | 08/2025 |
| Cetera Investment Services Llc | St.CLoud | MN | 06/2015 | 08/2025 |
| Cetera Investment Advisers Llc | Dothan | AL | 10/2015 | 08/2025 |
| Ameriprise Financial Services Llc | Dothan | AL | 08/2025 | Present |
Other Business Activities; Music; My brother and I play music together, and are looking to start booking nights at restaurants, bars, parties, etc. Will look to charge a fee to each location and also accept tips from patrons/party attendees.; 108 Brookstone Ct, , Headland, AL, 36345; Not Investment-Related; 06/12/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-01 |
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