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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-26
CT RA APPROVED 2016-03-28
  • TX RA
    APPROVED
    Since 2016-07-26
  • CT RA
    APPROVED
    Since 2016-03-28

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Manchester, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 11/2015 Present
Bank Of America, N.A. Manchester CT 06/2016 Present
Other Businesses

I*116986 For profit or not for profit: For-Profit Organization Name of outside business organization: Collective Uplift LLC Address of business: Vernon, Connecticut 6066 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 9/1/2018 Number of hours devoted: 20 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The nature of the business is to provide resources and workshops for culturally underrepresented athletes to cultivate holistic development. My involvement will be to serve as a mentor to the student-athletes represented.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-25
  • S66 Uniform Combined State Law Examination
    2016-03-25

View on SEC IAPD

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