Best Investors
Account
Sign in
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indianola Country Club | Indianola | IA | 07/2012 | 02/2018 |
| Keck Parking | Des Moines | IA | 05/2008 | 12/2017 |
| Axa Advisors Llc | New York | NY | 02/2016 | 09/2016 |
| Principal Life Insurance Co | Des Moines | IA | 02/2018 | 11/2018 |
| Dick'S Sporting Goods | W Des Moines | IA | 09/2016 | 02/2018 |
| Principal Securities Inc | Des Moines | IA | 02/2018 | 10/2021 |
| Principal Life Insurance Co | Des Moines | IA | 02/2018 | 10/2020 |
| Principal Funds Distributor, Inc. | Des Moines | IA | 10/2020 | 09/2025 |
| Principal Asset Management | Des Moines | IA | 01/2021 | 09/2025 |
| Integrity Alliance, Llc | Indianola | IA | 09/2025 | Present |
1) 328 CJS LLC; not investment related; 328 NE Sandalwood, Waukee, IA 50263; Real Estate Rental Property; Property Manager; 02/01/2025; 4 hours per month; 1 hour during security hours; Collect rent and respond to tenant inquiries. Have help for emergencies during trading hours. 2) Insurance Solutions of Iowa; Not Investment related; 105 W Salem, Indianola, IA 50125; Insurance Sales; Agent; 09/02/2025; 09/02/2025; 80 hours per month; 80 hours during security hours; Insurance education, sales, and distribution. 3) Retirement Solutions of Iowa LLC; Investment Related; 105 W Salem, Indianola, IA 50125; Financial Planning for clients; Financial Advisor; 09/15/2025; 160 hours per month; 160 hours during security hours; Meet with clients to help with financial planning. Use a variety of insurance and securities related products to help with needs. 4) CJS FAIRWAY CAPITAL, LLC POSITION: Owner NATURE: Financial Advising INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2026 ADDRESS: 811 Burr Oaks Drive Unit 1108, West Des Moines IA 50266, United States DESCRIPTION: Financial Advising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-16 |
Reach out to this advisor