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200 9Th Avenue North Suite 100, Safety Harbor, FL 34695 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-11 |
Branch Locations
200 9Th Avenue North Suite 100, Safety Harbor, FL 34695 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2015 | 10/2016 |
| American Family Legacy Group, Llc | Tampa | FL | 11/2016 | 10/2018 |
| Harwood Advisory Group, Llc | Tampa | FL | 11/2018 | 02/2022 |
| Rogan & Associates, Inc. | Safety Harbor | FL | 03/2022 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 05/2025 | Present |
(1) Rogan & Associates, RIA; DBA; Investment investment related; 200 9th Ave N, Suite 100, Safety Harbor, FL 34695; Financial Planner; Start 3/1/2022; 160 hour/month, 150 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-24 |
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