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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-19 |
Branch Locations
5299 Dtc Blvd #800, Greenwood Village, CO 80111 • United States
Arvada, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 06/2015 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 10/2019 | 02/2024 |
| Bank Of America, N.A. | Denver | CO | 12/2019 | 02/2024 |
| Cetera Wealth Services, Llc | El Segindo | CA | 02/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2024 | Present |
| Cetera Investment Advisers Llc | Arvada | CO | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-27 |
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