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Nicole Anna Lyding

Cetera Investment Advisers LLC

Pearl River, NY

Greenwood Lake, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States

Greenwood Lake, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Nanuet NY 06/2017 10/2017
Suny Cortland Cortland NY 09/2014 05/2017
Foresters Financial Nanuet NY 10/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Pearl River NY 06/2019 Present
  • 06/2017 → 10/2017
    Foresters Financial
    Nanuet, NY
  • 09/2014 → 05/2017
    Suny Cortland
    Cortland, NY
  • 10/2017 → 06/2019
    Foresters Financial
    Nanuet, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Pearl River, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-08
  • S63 Uniform Securities Agent State Law Examination
    2017-09-08

View on SEC IAPD

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CHRISTINE J HYLA
Grady Kerr Powers
WILLIAM EDWARD GALVIN
JOSEPH EDMONDSON
JOHN FRANCIS GALVIN
THOMAS FOX

Other Offices

HIGHTOWER ADVISORS, LLC · Pearl River, NY
KEY INVESTMENT SERVICES LLC · PEARL RIVER, NY
OSAIC WEALTH, INC. · PEARL RIVER, NY
J.P. MORGAN SECURITIES LLC · PEARL RIVER, NY
CSENGE ADVISORY GROUP, LLC · PEARL RIVER, NY
LPL FINANCIAL LLC · PEARL RIVER, NY
HUDSON COMPANIES · PEARL RIVER, NY
WESTMORE ASSET MANAGEMENT · PEARL RIVER, NY

More in Pearl River, NY

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