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Current Employers
Strategic Wealth Investment Group, Llc

500 N. Hurtsbourne Parkway Suite 120, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-09
OH RA APPROVED 2024-05-09
KY RA APPROVED 2024-02-12
CO RA APPROVED 2024-02-07
WA RA APPROVED 2024-02-07
TX RA APPROVED 2023-01-06
NC RA APPROVED 2022-08-11
  • IL RA
    APPROVED
    Since 2024-08-09
  • OH RA
    APPROVED
    Since 2024-05-09
  • KY RA
    APPROVED
    Since 2024-02-12
  • CO RA
    APPROVED
    Since 2024-02-07
  • WA RA
    APPROVED
    Since 2024-02-07
  • TX RA
    APPROVED
    Since 2023-01-06
  • NC RA
    APPROVED
    Since 2022-08-11

Branch Locations

500 N. Hurtsbourne Parkway Suite 120, Louisville, KY 40222 • United States

12377 Merit Drive Suite 120, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Investment Group, Llc Louisville KY 05/2015 Present
Bass Realty Louisville KY 06/2014 12/2016
Strategic Wealth Investment Group, Llc Louisville KY 12/2015 Present
Jean And Jordan, Llc Louisville KY 10/2017 Present
Strategic Wealth Investment Group, Llc Louisville KY 06/2018 Present
Schwartz Leasing, Llc Goshen KY 08/2018 Present
Schwartz Group, Inc. Goshen KY 08/2018 Present
Other Businesses

JORDAN SCHWARTZ IS A LICENSED INSURANCE AGENT. Jordan Schwartz is the owner of Jean and Jordan, LLC, a virtual success coaching company. He also has a blog for millennial's that he writes on weekends. Schwartz Leasing, LLC & Schwartz Group, Inc.; investment related: No; 1013 Poplar Ridge Road, Goshen, KY 40026; Schwartz Leasing, LLC is an independent leasing company that leases vehicles, office equipment and other office supplies on a contract basis. Schwartz Group, Inc. is an independent consulting company that gives advice on business strategies. These companies do not conflict with the advice given by Strategic Wealth Investment Group, LLC. Jordan works less than one hour per month on these companies.; President; Organize and give direction to the organization, meet with clients etc.; 2018-08-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 9. TRCM, Investment Related, 15701 Collins Ave, Suite 4102, Sunny Isles Beach, Fl 33160, General Partner started November 2021

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-20
  • S65 Uniform Investment Adviser Law Examination
    2014-10-20

View on SEC IAPD

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