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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-29 |
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States
Brentwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybanc Capital Markets Inc. | New York | NY | 07/2019 | 08/2020 |
| Keybanc Capital Markets Inc. | New York | NY | 06/2018 | 08/2018 |
| Phoenix Investment Adviser | New York | NY | 07/2017 | 08/2017 |
| Na | Madison | WI | 05/2019 | 07/2019 |
| University Of Wisconsin-Madison | Madison | WI | 08/2017 | 05/2019 |
| University Of Wisconsin-Madison | Madison | WI | 06/2013 | 05/2017 |
| Na | Madison | WI | 05/2017 | 07/2017 |
| Morgan Stanley | Clayton | MO | 10/2020 | 04/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | 04/2022 |
| Rbc Capital Markets, Llc | St. Louis | MO | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | 04/2022 |
| City National Bank | St. Louis | MO | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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