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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-04-29
TX RA APPROVED 2022-04-29
  • MO RA
    APPROVED
    Since 2022-04-29
  • TX RA
    APPROVED
    Since 2022-04-29

Branch Locations

One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States

Brentwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybanc Capital Markets Inc. New York NY 07/2019 08/2020
Keybanc Capital Markets Inc. New York NY 06/2018 08/2018
Phoenix Investment Adviser New York NY 07/2017 08/2017
Na Madison WI 05/2019 07/2019
University Of Wisconsin-Madison Madison WI 08/2017 05/2019
University Of Wisconsin-Madison Madison WI 06/2013 05/2017
Na Madison WI 05/2017 07/2017
Morgan Stanley Clayton MO 10/2020 04/2022
Morgan Stanley Private Bank, N.A New York NY 10/2020 04/2022
Rbc Capital Markets, Llc St. Louis MO 04/2022 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 04/2022
City National Bank St. Louis MO 06/2022 Present
  • 07/2019 → 08/2020
    Keybanc Capital Markets Inc.
    New York, NY
  • 06/2018 → 08/2018
    Keybanc Capital Markets Inc.
    New York, NY
  • 07/2017 → 08/2017
    Phoenix Investment Adviser
    New York, NY
  • 05/2019 → 07/2019
    Na
    Madison, WI
  • 08/2017 → 05/2019
    University Of Wisconsin-Madison
    Madison, WI
  • 06/2013 → 05/2017
    University Of Wisconsin-Madison
    Madison, WI
  • 05/2017 → 07/2017
    Na
    Madison, WI
  • 10/2020 → 04/2022
    Clayton, MO
  • 10/2020 → 04/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2022 → Present
    St. Louis, MO
  • 10/2020 → 04/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2022 → Present
    City National Bank
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-13
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S66 Uniform Combined State Law Examination
    2020-11-13
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Aidan Cavallini
  • Aidan John Cavallini

View on SEC IAPD

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