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Richard Jordan Wallace

J.P. Morgan Securities LLC

Dayton, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-07
TX RA APPROVED 2025-10-06
  • OH RA
    APPROVED
    Since 2025-10-07
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

6460 Wilmington Pike, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dayton OH 10/2025 Present
Jpmorgan Chase Bank, N.A. Dayton OH 10/2025 Present
Fidelity Investments Beavercreek OH 06/2015 10/2025
  • 10/2025 → Present
    J.P. Morgan Securities Llc
    Dayton, OH
  • 10/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Dayton, OH
  • 06/2015 → 10/2025
    Fidelity Investments
    Beavercreek, OH
Previous Registrations
  • 2025-03-31 → 2025-10-09
    Strategic Advisers Llc
    Beavercreek, OH
    Centerville, OH
    Beavercreek, OH
    Centerville, OH
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Beavercreek, OH
    Centerville, OH
  • 2017-05-24 → 2018-07-13
    Strategic Advisers Llc
    Greensboro, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-10
S63 Uniform Securities Agent State Law Examination 2015-09-21
  • S65 Uniform Investment Adviser Law Examination
    2016-10-10
  • S63 Uniform Securities Agent State Law Examination
    2015-09-21
Other Names
  • Jordan Wallace

View on SEC IAPD

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Other Investors

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JONATHAN MICHAEL RICHARD
BEN HOWARD FELDMEYER
Austin Phillip Barnard
DAVID ROBERT HOLTZ
PHILIP VINCENT GALLAGHER

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

More in Dayton, OH

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