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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-01
CT RA APPROVED 2022-05-16
TX RA APPROVED 2022-05-16
  • NY RA
    APPROVED
    Since 2024-08-01
  • CT RA
    APPROVED
    Since 2022-05-16
  • TX RA
    APPROVED
    Since 2022-05-16

Branch Locations

109 Danbury Road Ste 4, Ridgefield, CT 06877 • United States

Ridgefield, CT • United States

800 Westchester Ave Suite N-641, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Larchmont NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Larchmont NY 11/2016 06/2018
Lpl Financial Llc Purchase NY 06/2018 Present
Stratos Wealth Partners, Ltd Danbury CT 05/2022 Present
Previous Registrations
Other Businesses

1.09/20/2019; Jackson National; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/19/2019; 1hrs/mth; 1hrs during trading 2.09/14/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Vantage Wealth; Investment Related; at Reported Business Location(s); Start Date 09/03/2021; 1000hrs/mth; 800hrs during trading 3.11/09/2021; Ridgefield Volunteer Fire Department; Other - Volunteer Firefighter; Not Investment Related; Ridgefield Volunteer Fore Dept 6 Catoonah St Ridgefield,CT; Start Date 11/01/2021; 10hrs/mth; 0hrs during trading 4.03/14/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Vantage Wealth Management; Investment Related; at Reported Business Location(s); Start Date 09/03/2021; 1000hrs/mth; 800hrs during trading 5.03/15/2023; empire wealth strategies / penn mutual; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/01/2023; 2hrs/mth; 0hrs during trading 6.03/30/2023; (Hybrid) Vantage Wealth Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/20/2022; 160hrs/mth; 40hrs during trading; 7.03/30/2023; (Hybrid) Stratos Wealth Partners / Stratos Wealth Partners; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/20/2022; 160hrs/mth; 40hrs during trading; I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8.07/30/2026; Synchronize DBA Lockton Affinity; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/13/2020; 1hrs/mth; hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-12
S63 Uniform Securities Agent State Law Examination 2005-08-15
  • S65 Uniform Investment Adviser Law Examination
    2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    2005-08-15
Designations
Other Names
  • Anthony Joseph Veiga

View on SEC IAPD

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