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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-22
AL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2014-12-22
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Irondale, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: Struttin Duck Outfitters LLC Address: 3704 Bainbridge Trace Drive, Birmingham, AL, 35210, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/11/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Outfitter for duck hunting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-14
  • S66 Uniform Combined State Law Examination
    2005-02-14
Other Names
  • James Michael Moyer
  • James Michael Moyer

View on SEC IAPD

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