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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-06-08
TX RA APPROVED_RES 2022-06-06
  • MO RA
    APPROVED
    Since 2022-06-08
  • TX RA
    APPROVED_RES
    Since 2022-06-06

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Grandview, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Overland Park KS 07/2015 08/2021
Rockhill Grill Kansas City MO 12/2018 12/2019
Ae Wealth Management, Llc Topeka KS 10/2021 04/2022
Ae Financial Services, Llc Topeka KS 10/2021 04/2022
Msec, Llc Overland Park KS 04/2022 05/2022
Mariner Wealth Advisors Overland Park KS 04/2022 05/2022
Kestra Investment Services, Llc Austin TX 05/2022 Present
Kestra Advisory Services, Llc Austin TX 05/2022 Present
  • 07/2015 → 08/2021
    Waddell & Reed, Inc
    Overland Park, KS
  • 12/2018 → 12/2019
    Rockhill Grill
    Kansas City, MO
  • 10/2021 → 04/2022
    Topeka, KS
  • 10/2021 → 04/2022
    Ae Financial Services, Llc
    Topeka, KS
  • 04/2022 → 05/2022
    Msec, Llc
    Overland Park, KS
  • 04/2022 → 05/2022
    Mariner Wealth Advisors
    Overland Park, KS
  • 05/2022 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 05/2022 → Present
    Austin, TX
Previous Registrations
  • 2022-04-20 → 2022-05-25
    Overland Park, KS
  • 2021-11-23 → 2022-04-11
    Kansas City, MO
    Topeka, KS
  • 2019-05-28 → 2021-08-23
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-03-18
Other Names
  • Caleb Evan Pryor

View on SEC IAPD

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