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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-18
DE RA APPROVED 2016-12-21
PA RA APPROVED 2016-12-21
  • TX RA
    APPROVED_RES
    Since 2025-12-18
  • DE RA
    APPROVED
    Since 2016-12-21
  • PA RA
    APPROVED
    Since 2016-12-21

Branch Locations

3520 Silverside Rd Ste 25, Wilmington, DE 19810 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wilmington DE 06/2015 03/2020
Ameriprise Financial Services, Llc Wilmington DE 03/2020 Present
Other Businesses

Business Ownership; Truecore LLC; Co-owner; Manage Ameriprise Business; 3520 Silverside Rd, Ste 25, Wilmington, DE, 19810; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours. Outside Employment; Truecore LLC; Co-owner; Manage advisory business; 3520 Silverside Rd, Ste 25, Wilmington, DE, 19810; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
  • S66 Uniform Combined State Law Examination
    2016-11-22
Other Names
  • Dan Scribner

View on SEC IAPD

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