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Robel Tesfay Hagos

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Woodbury, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-20
MN RA APPROVED 2016-04-19
  • TX RA
    APPROVED_RES
    Since 2020-08-20
  • MN RA
    APPROVED
    Since 2016-04-19

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

7525 Currell Blvd, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Saint Paul MN 10/2015 11/2016
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-19
S63 Uniform Securities Agent State Law Examination 2016-02-17
  • S65 Uniform Investment Adviser Law Examination
    2016-04-19
  • S63 Uniform Securities Agent State Law Examination
    2016-02-17

View on SEC IAPD

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