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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1201 Pacific Ave, Tacoma, WA 98402 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Charlotte | NC | 03/2007 | Present |
| Wells Fargo Clearing Services | Charlotte | NC | 05/2026 | Present |
| Global Alternative Investment Services, Inc. | Charlotte | NC | 06/2015 | 09/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-08 |
| S65 | Uniform Investment Adviser Law Examination | 2006-05-02 |
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