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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 06/2015 | 01/2020 |
| J.P. Morgan Chase | Dallas | TX | 06/2015 | 01/2020 |
| Lpl Financial Llc | Rockwall | TX | 01/2020 | 02/2021 |
| The American National Bank Of Texas | Rockwall | TX | 01/2020 | 02/2021 |
| Hilltop Securities Inc. | Dallas | TX | 02/2021 | 09/2021 |
| Truist Investment Services, Inc. | Plano | TX | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-16 |
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