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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fries Financial Services | Bryan | TX | 05/2015 | Present |
| Securities America, Inc. | Bryan | TX | 06/2016 | 06/2024 |
| Securities America Advisors | Bryan | TX | 07/2019 | 06/2024 |
| Osaic Wealth, Inc. | Bryan | TX | 06/2024 | Present |
| Osaic Wealth, Inc. | Bryan | TX | 06/2024 | Present |
**FRIES FINANCIAL SERVICES (DBA) POSITION: I am registering my Series 65 with SAI and SAA as apart of the continuity plan for Fries Financial Services. NATURE: Financial Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/11/2019 ADDRESS: 108 E North Ave, Bryan TX 77801 DESCRIPTION: I am registering my Series 65 with SAI and SAA as apart of the continuity plan for Fries Financial Services. **FRIES FINANCIAL SERVICES POSITION: To hold my license as apart of the continuity plan NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 108 E North Ave, Bryan TX 77801 DESCRIPTION: Insurance licensed **MOXIE TEXAS REAL ESTATE POSITION: Referral Agent NATURE: I help individuals and businesses buy and sell real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/10/2021 ADDRESS: 18505 Wigeon Trail Dr, College Station TX 77845 DESCRIPTION: I help buyers and sellers with their real estate needs. **TRAVEL BY TAYLOR, LLC POSITION: Independent Agent NATURE: Independent Travel Agent with Outside Agents INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2024 ADDRESS: 735 Inwood, Bryan TX 77802 DESCRIPTION: Working as an independent travel agent with the host agency Outside Agents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-03 |
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