Michael Anthony Phillips

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-10-27

OH RA
APPROVED

Since 2015-10-27

Branch Locations

6575 Seville Drive, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Boardman	OH	07/2015	Present

07/2015 → Present

Stifel Nicolaus & Co Inc

Boardman, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-18

S66 Uniform Combined State Law Examination

2015-09-18

Other Names

Michael Philips

View on SEC IAPD

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Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH

BPS WEALTH ADVISORS, INC. · Canfield, OH

BPS WEALTH ADVISORS, INC. · Canfield, OH

WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH

MORGAN STANLEY · CANFIELD, OH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH

SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH

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