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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-04
  • FL RA
    APPROVED
    Since 2016-10-04

Branch Locations

9800 4Th St North, Saint Petersburg, FL 33702 • United States

Saint Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Saint Petersburg FL 08/2016 Present
Thrivent Financial Appleton WI 08/2016 12/2016
Thrivent Financial Appleton WI 12/2016 Present
  • 08/2016 → Present
    Saint Petersburg, FL
  • 08/2016 → 12/2016
    Thrivent Financial
    Appleton, WI
  • 12/2016 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-26
  • S66 Uniform Combined State Law Examination
    2016-09-26
Other Names
  • Steve Welch

View on SEC IAPD

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