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390 Park Street Suite 250, Birmingham, MI 48009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-03-27 |
Branch Locations
390 Park Street Suite 250, Birmingham, MI 48009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rock Harbor Llc | Birmingham | MI | 06/2015 | Present |
| Foreside Fund Services | Birmingham | MI | 07/2015 | Present |
| Plum Hollow Country Club | Southfield | MI | 04/2006 | Present |
| Rock Harbor Capital Llc | Birmingham | MI | 08/2023 | Present |
1) ROCK HARBOR LLC, BIRMINGHAM MI, INVESTMENT RELATED, RVP, STARTED 06/15/15, 160 HOUR PER MONTH, 120 DURING TRADING HOURS. 2) FORESIDE FUND SERVICES, LLC; INVESTMENT RELATED; PORTLAND; ME; REGISTERED REP; 07/2015; SPENDS 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS. 3) Rock Harbor Capital; Investment Related; Birmingham, MI; Marketing SMAs; IAR; 10 hours per month; Start Date 8/2023; Marketing of SMA Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-21 |
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