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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-25 |
| FL | RA | APPROVED | 2021-06-08 |
Branch Locations
Tampa Lakepointe One 3109 W Martin L King Jr Blvd, Ste 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adviceone | Glastonbury | CT | 06/2015 | 04/2017 |
| Securities Service Network, Inc | Glastonbury | CT | 02/2016 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bradenton | FL | 04/2017 | 05/2018 |
| Bank Of America, N.A. | Bradenton | FL | 09/2017 | 05/2018 |
| Williams Wealth Management Group, Inc. | Bradenton | FL | 05/2018 | 08/2019 |
| Environmental Biotech International | Bradenton | FL | 10/2019 | 05/2021 |
| Fisher Investments | Tampa | FL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-02 |
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