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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-29
TX RA APPROVED 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED
    Since 2025-08-29

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

1138 N Alma School Rd, Mesa, AZ 85201 • United States

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
AZ RA APPROVED 2015-06-22
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • AZ RA
    APPROVED
    Since 2015-06-22

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galloway Asset Management, Llc Mesa AZ 06/2015 08/2017
Galloway Asset Management, Llc Mesa AZ 09/2016 Present
Modern Wealth Management, Llc Mesa AZ 08/2025 Present
  • 06/2015 → 08/2017
    Galloway Asset Management, Llc
    Mesa, AZ
  • 09/2016 → Present
    Galloway Asset Management, Llc
    Mesa, AZ
  • 08/2025 → Present
    Mesa, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-10
  • S65 Uniform Investment Adviser Law Examination
    2015-06-10
Other Names
  • Drew Harvey
  • Drew Allyse Harvey

View on SEC IAPD

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