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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2016 | 11/2019 |
| Purshe Kaplan Sterling Inestments, Inc | Albany | NY | 11/2019 | 01/2024 |
| Thrivent Advisor Network, Llc | Austin | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2024 | Present |
1) 49 Wealth Management, LLC; Investment-related: yes; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 01/2023; Approximately 90% of her time is for services as an investment advisor representative during business hours. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; Fixed Insurance Sales Agent since (add start date); approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 916 S Capital of Texas Hwy, Ste 201 Austin Texas 78746 United States; Registered Representative; Start date: 2024-01-01; 30 Hours per month during trading hours; 20 Hours per month outside trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-04 |
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