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Leland Alexander Penno

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-02-14
FL RA APPROVED 2011-06-08
DC RA APPROVED 2009-06-01
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • VA RA
    APPROVED
    Since 2022-02-14
  • FL RA
    APPROVED
    Since 2011-06-08
  • DC RA
    APPROVED
    Since 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1775 I Street, North West Suite 200, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 09/2016 Present
  • 06/2009 → Present
    Morgan Stanley
    Washington, DC
  • 09/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-05
S63 Uniform Securities Agent State Law Examination 2004-11-19
  • S65 Uniform Investment Adviser Law Examination
    2008-05-05
  • S63 Uniform Securities Agent State Law Examination
    2004-11-19

View on SEC IAPD

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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
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