Best Investors
Account
Sign in
Best Investors
Account
Sign in
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-09-05 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
300 Research Parkway Suite 101, Meriden, CT 06450 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffin Capital Securities, Llc | Phoenix | AZ | 06/2015 | 10/2017 |
| Wells Fargo Bank, Na | Madison | CT | 05/2019 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Madison | CT | 05/2022 | 03/2023 |
| Empire Home Loans | Rocky Hill | CT | 01/2018 | 09/2018 |
| Guaranteed Rate | Southington | CT | 09/2018 | 04/2019 |
| Brookstone Capital Management | Wheaton | IL | 09/2024 | Present |
| Unemployed | Guilford | CT | 03/2023 | 09/2024 |
Works at Smith Gillis Financial. This is insurance related with focus on annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-30 |
Reach out to this advisor