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Zachary James Hawkins

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-04
  • TX RA
    APPROVED
    Since 2023-01-04

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2015 11/2019
Purshe Kaplan Sterling Investments Albany NY 11/2019 01/2024
Thrivent Advisor Network, Llc Austin TX 06/2020 12/2022
49 Wealth Management Llc Austin TX 01/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 01/2024 Present
  • 08/2015 → 11/2019
    Axa Advisors, Llc
    New York, NY
  • 11/2019 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → 12/2022
    Austin, TX
  • 01/2023 → Present
    49 Wealth Management Llc
    Austin, TX
  • 01/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
Other Businesses

1) Zachary Hawkins is dually-registered with 49 Wealth Management LLC. Zachary Hawkins has served as an investment advisor representative for 49 Wealth Management LLC since 01/2023. Business is conducted from 916 S Capital of Texas Highway, Suite 2.100 Austin, TX 78746. Approximately 90% of Zachary Hawkins's time is for services as an investment advisor representative and the balance as a registered representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 3) Timeless AI, previously Hawk Technologies, LLC; Not Investment Related. 5900 Balcones Drive, Suite 100, Austin TX. Technology and Digital Asset Consulting. Owner/CEO. Start 4/1/2019. 5-10 hours per month not during trading. Help consult digital asset companies who are launching on the best way to structure and scale. 4) Registered Representative with Oakwood; investment related; 916 s capital of tx hwy austin tx 78746 usa; Registered representative; Sale of variable products; Start date: 2024-08-07; 60 Hours per month all during trading hours 5) 25 Giving; Contractor; Not Investment Related; 3711 S Mopac Expy, Ste. 150, Austin TX 78746; Helps develop charitable plans for donors of nonprofits; Refer nonprofits to 25 Giving; Start date: 2025-03-27; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 2;Contact person at the organization: Justin Lopez; Website address for the organization: 25giving.com. 6. Silmaril; Investment realted: yes; Start Date: 01/19/2026; Location: Marasi Dr, Business Bay, Dubai UAE; transition consultant that helps with transition questions out of the business; How many hours per month during market trading hours will be dedicated to this OBA: 10 How many hours per month outside market trading hours will be dedicated to this OBA: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-11
S63 Uniform Securities Agent State Law Examination 2015-09-15
  • S65 Uniform Investment Adviser Law Examination
    2016-08-11
  • S63 Uniform Securities Agent State Law Examination
    2015-09-15
Other Names
  • Zach James Hawkins

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