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2033 Sixth Avenue #1010, Seattle, WA 98121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 08/2017 |
| Mml Investors Services, Llc | Downers Grove | IL | 03/2017 | 08/2017 |
| Ameriprise Financial Services, Inc. | Warrenville | IL | 09/2017 | 05/2018 |
| Microclean Systems Inc | Glen Ellyn | IL | 05/2018 | 01/2019 |
| Ameriprise Financial Services, Inc | Downers Grove | IL | 02/2019 | 08/2019 |
| Thrivent Investment Management Inc | Orland Park | IL | 08/2019 | 02/2020 |
| Thrivent Financial | Appleton | WI | 09/2019 | 02/2020 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 03/2020 | 12/2025 |
| Breakwater Investment Management | Seattle | WA | 03/2026 | Present |
Independent artist, sells original artwork, non-investment related, compensation received per sale, approx. 5 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-15 |
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