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Kevin M Deangelis

Breakwater Investment Management

Seattle, WA

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Current Employers
Breakwater Investment Management

2033 Sixth Avenue #1010, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-04-08
  • WA RA
    APPROVED
    Since 2026-04-08

Branch Locations

2033 Sixth Avenue #1010, Seattle, WA 98121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 08/2017
Mml Investors Services, Llc Downers Grove IL 03/2017 08/2017
Ameriprise Financial Services, Inc. Warrenville IL 09/2017 05/2018
Microclean Systems Inc Glen Ellyn IL 05/2018 01/2019
Ameriprise Financial Services, Inc Downers Grove IL 02/2019 08/2019
Thrivent Investment Management Inc Orland Park IL 08/2019 02/2020
Thrivent Financial Appleton WI 09/2019 02/2020
Stifel Nicolaus & Co Inc St. Louis MO 03/2020 12/2025
Breakwater Investment Management Seattle WA 03/2026 Present
  • 07/2016 → 08/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 08/2017
    Mml Investors Services, Llc
    Downers Grove, IL
  • 09/2017 → 05/2018
    Ameriprise Financial Services, Inc.
    Warrenville, IL
  • 05/2018 → 01/2019
    Microclean Systems Inc
    Glen Ellyn, IL
  • 02/2019 → 08/2019
    Ameriprise Financial Services, Inc
    Downers Grove, IL
  • 08/2019 → 02/2020
    Orland Park, IL
  • 09/2019 → 02/2020
    Thrivent Financial
    Appleton, WI
  • 03/2020 → 12/2025
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 03/2026 → Present
    Seattle, WA
Previous Registrations
Other Businesses

Independent artist, sells original artwork, non-investment related, compensation received per sale, approx. 5 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
  • S66 Uniform Combined State Law Examination
    2018-02-15
Designations
Other Names
  • Kevin M. Deangelis
  • Kevin Matthew Deangelis
  • Kevin Deangelis
  • Kevin M Deangelis

View on SEC IAPD

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