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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-10
  • FL RA
    APPROVED
    Since 2022-03-10

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 06/2015 09/2017
E*Trade Securities Llc Temple Terrace FL 09/2017 02/2022
E*Trade Capital Management Llc Temple Terrace FL 09/2017 02/2022
Raymond James & Associates Inc, St Petersburg FL 02/2022 Present
Clearwater Watersports Clearwater FL 08/2017 05/2022
  • 06/2015 → 09/2017
    T. Rowe Price
    Tampa, FL
  • 09/2017 → 02/2022
    E*Trade Securities Llc
    Temple Terrace, FL
  • 09/2017 → 02/2022
    E*Trade Capital Management Llc
    Temple Terrace, FL
  • 02/2022 → Present
    St Petersburg, FL
  • 08/2017 → 05/2022
    Clearwater Watersports
    Clearwater, FL
Previous Registrations
  • 2017-10-31 → 2022-03-01
    Harrisdirect Llc
    Tampa, FL
    Arlington, VA
    Tampa, FL
    Temple Terrace, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2015-12-16
  • S66 Uniform Combined State Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2015-12-16
Other Names
  • Ian Kane
  • Ian Kane
  • Ian Michael Kane

View on SEC IAPD

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