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Samantha Christine Harris

Scarborough Capital Management

Annapolis, MD

CRD 6512005

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Employer firm

Scarborough Capital Management CRD 169517

$1.64B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Scarborough Capital Management

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-07-06
  • MD RA
    APPROVED
    Since 2018-07-06

Branch Locations

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Annapolis MD 06/2015 12/2017
Independent Financial Group, Llc Annapolis MD 01/2018 Present
Scarborough Capital Management Annapolis MD 06/2015 Present
  • 06/2015 → 12/2017
    Sii Investments
    Annapolis, MD
  • 01/2018 → Present
    Independent Financial Group, Llc
    Annapolis, MD
  • 06/2015 → Present
    Annapolis, MD
Previous Registrations
  • 2015-09-28 → 2017-12-31
    Sii Investments, Inc.
    Annapolis, MD
Other Businesses

(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Employee NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/22/2015 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: EMPLOYEE AT SEC REGISTERED INVESTMENT ADVISOR PROVIDING ADMINISTRATIVE SUPPORT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-28
  • S66 Uniform Combined State Law Examination
    2015-09-28
Designations
  • Certified Financial Planner

View on SEC IAPD

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