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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cordova TN 06/2015 04/2019
Minnesota Life Insurance Company St Paul MN 06/2019 08/2023
Securian Financial Services Inc St Paul MN 06/2019 08/2023
Shoemaker Financial Germantown TN 06/2019 Present
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2015 → 04/2019
    Ameriprise Financial Services, Inc.
    Cordova, TN
  • 06/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 06/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2019 → Present
    Shoemaker Financial
    Germantown, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-06-07 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
  • 2018-06-21 → 2019-04-04
    Cordova, TN
    Germantown, TN
Other Businesses

SHOEMAKER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2019 ADDRESS: , Germantown TN , United States DESCRIPTION: Agent/Broker

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-20
  • S66 Uniform Combined State Law Examination
    2018-04-20

View on SEC IAPD

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