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Andrew William Paynter

Ubs Financial Services Inc.

Newport Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-23
  • CA RA
    APPROVED
    Since 2020-12-23

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2020 12/2020
Stepstone Global La Jolla CA 09/2017 12/2020
San Diego State University San Diego CA 08/2016 08/2017
Ubs Financial Services Inc. Los Angeles CA 12/2020 Present
  • 02/2020 → 12/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2017 → 12/2020
    Stepstone Global
    La Jolla, CA
  • 08/2016 → 08/2017
    San Diego State University
    San Diego, CA
  • 12/2020 → Present
    Ubs Financial Services Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-14
  • S66 Uniform Combined State Law Examination
    2020-05-14
Other Names
  • Andrew William Paynter
  • Andrew Paynter

View on SEC IAPD

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