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Abraham J Guzman

J.P. Morgan Securities LLC

San Antonio,, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-17
  • TX RA
    APPROVED
    Since 2020-01-17

Branch Locations

11640 Bandera Rd, San Antonio,, TX 78250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 02/2005 01/2020
Bank Of America, N.A. San Antonio TX 02/2005 01/2020
Jp Morgan Securities, Llc San Antonio TX 01/2020 Present
Jp Morgan Chase Bank, N.A. San Antonio TX 01/2020 Present
Previous Registrations
  • 2015-12-08 → 2020-01-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Austin, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-06
  • S66 Uniform Combined State Law Examination
    2015-12-06
Other Names
  • Abraham Jauregui Guzman

View on SEC IAPD

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