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CRD 4868794
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-01-15 |
| TX | RA | APPROVED_RES | 2021-01-13 |
| AZ | RA | APPROVED | 2018-02-14 |
| NE | RA | APPROVED | 2018-02-14 |
| SD | RA | APPROVED | 2018-02-14 |
Branch Locations
5028 S Marion Rd, Sioux Falls, SD 57106 • United States
200 Main St, Rapid City, SD 57701 • United States
330 S Chicago St, Hot Springs, SD 57747 • United States
115 South Blvd West, Wall, SD 57790 • United States
835 N Main St, Spearfish, SD 57783 • United States
Us-212 And Willow St, Eagle Butte, SD 57625 • United States
1530 N Garfield Ave, Pierre, SD 57501 • United States
1135 Mount Rushmore Rd, Custer, SD 57730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 11/2009 | Present |
| Black Hills Credit Union | Rapid City | SD | 11/2009 | Present |
| Lpl Financial Llc | Rapid City | SD | 02/2018 | Present |
1. 02/14/2018 - BLACK HILLS INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/06/2018 - 160 Hours Per Month/33 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-20 |
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