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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-01-15
TX RA APPROVED_RES 2021-01-13
AZ RA APPROVED 2018-02-14
NE RA APPROVED 2018-02-14
SD RA APPROVED 2018-02-14
  • ID RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED_RES
    Since 2021-01-13
  • AZ RA
    APPROVED
    Since 2018-02-14
  • NE RA
    APPROVED
    Since 2018-02-14
  • SD RA
    APPROVED
    Since 2018-02-14

Branch Locations

5028 S Marion Rd, Sioux Falls, SD 57106 • United States

200 Main St, Rapid City, SD 57701 • United States

330 S Chicago St, Hot Springs, SD 57747 • United States

115 South Blvd West, Wall, SD 57790 • United States

835 N Main St, Spearfish, SD 57783 • United States

Us-212 And Willow St, Eagle Butte, SD 57625 • United States

1530 N Garfield Ave, Pierre, SD 57501 • United States

1135 Mount Rushmore Rd, Custer, SD 57730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 11/2009 Present
Black Hills Credit Union Rapid City SD 11/2009 Present
Lpl Financial Llc Rapid City SD 02/2018 Present
  • 11/2009 → Present
    Invest Financial Corp.
    Tampa, FL
  • 11/2009 → Present
    Black Hills Credit Union
    Rapid City, SD
  • 02/2018 → Present
    Rapid City, SD
Previous Registrations
  • 2009-11-18 → 2018-02-14
    Invest Financial Corporation
    Rapid City, SD
    Appleton, WI
  • 2008-07-10 → 2009-11-17
    Cetera Wealth Services, Llc
    Rapid City, SD
  • 2006-12-12 → 2007-08-21
    A. G. Edwards & Sons, Inc.
    Rapid City, SD
    Rapid City, SD
Other Businesses

1. 02/14/2018 - BLACK HILLS INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/06/2018 - 160 Hours Per Month/33 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
  • S66 Uniform Combined State Law Examination
    2004-12-20
Other Names
  • Maggie Mary Messerli
  • Margaret Mary Messerli

View on SEC IAPD

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