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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-12-05
WI RA APPROVED 2018-12-05
  • WA RA
    APPROVED
    Since 2018-12-05
  • WI RA
    APPROVED
    Since 2018-12-05

Branch Locations

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 06/2015 11/2018
Russell Investments Seattle WA 11/2018 Present
  • 06/2015 → 11/2018
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2018 → Present
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-05
S63 Uniform Securities Agent State Law Examination 2015-08-10
  • S65 Uniform Investment Adviser Law Examination
    2018-12-05
  • S63 Uniform Securities Agent State Law Examination
    2015-08-10

View on SEC IAPD

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