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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-14 |
| TX | RA | APPROVED | 2025-10-13 |
Branch Locations
426 North 44Th St Ste 115, Phoenix, AZ 85008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Phoenix | AZ | 07/2015 | 01/2024 |
| Osaic Wealth, Inc. | Phoenix | AZ | 01/2024 | 10/2025 |
| Lpl Financial | Phoenix | AZ | 10/2025 | Present |
1. 07/2025 - Christian Burns - Non-Variable Insurance - Non-Variable Insurance - Investment related - 5 Hour(s)/Month - 1 Hour(s) During Trading - Phoenix, AZ 85008 - OBA Start Date: 01/01/2016 2. 07/2025 - Southwest Wealth Advisory Group LLC - DBA for LPL Business (entity for LPL business) - Investment related - 200 Hour(s)/Month - 7 Hour(s) During Trading - At reported business location(s) - OBA Start Date: 08/04/2025 3. 07/2025 - Burns Captal Investments L.L.C. - Business Entity For Tax/Investment Purposes Only - Not Investment related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Scottsdale AZ 85260 - OBA Start Date: 03/09/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-12 |
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