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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-17 |
Branch Locations
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Scottsdale | AZ | 10/2017 | 01/2018 |
| Fidelity Brokerage Services, Llc. | Scottsdale | AZ | 11/2018 | 12/2020 |
| Td Ameritrade, Inc. | Scottsdale | AZ | 04/2021 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 01/2018 | 11/2018 |
| Edward D. Jones & Co. | Phoenix | AZ | 08/2015 | 10/2017 |
| Charles Schwab & Co., Inc. | Redmond | WA | 01/2022 | 01/2023 |
| Mml Investors Services, Llc | Scottsdale | AZ | 01/2025 | 05/2025 |
| Massmutual Life Insurance Company | Scottsdale | AZ | 12/2024 | 05/2025 |
| Unemployed | Mount Vernon | WA | 08/2023 | 12/2024 |
| Ameriprise Financial Services, Llc | Mount Vernon | WA | 01/2023 | 08/2023 |
| Unemployed | Scottsdale | AZ | 12/2020 | 04/2021 |
| Ubs Financial Services | Phoenix | AZ | 09/2025 | Present |
| Job Transition | Phoenix | AZ | 05/2025 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-24 |
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