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Matthew Luke Berning

Souders Financial Advisors, LLC

Cincinnati, OH

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Current Employers
Souders Financial Advisors, Llc

5968 Bridgetown Road, Cincinnati, OH 45248 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-23
  • OH RA
    APPROVED
    Since 2019-07-23

Branch Locations

5968 Bridgetown Road, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington OH 06/2015 07/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2019
Souders Financial Advisors, Llc Cincinnati OH 07/2019 Present
  • 06/2015 → 07/2019
    Fidelity Brokerage Services, Llc
    Covington, OH
  • 07/2018 → 07/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2019 → Present
    Souders Financial Advisors, Llc
    Cincinnati, OH
Previous Registrations
  • 2018-07-13 → 2019-07-10
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-04-05 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2015-07-27
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2015-07-27

View on SEC IAPD

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ANDERS KRISTIAN JUEL
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CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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