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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-30
  • NJ RA
    APPROVED
    Since 2023-06-30

Branch Locations

47 George Ryder Rd, Chatham, MA 02633-0602 • United States

90 Route 6A Unit 4B, Sandwich, MA 02563-5301 • United States

Cambridge, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howl At The Moon Boston MA 03/2013 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 09/2016 05/2018
Bank Of America, N.A. Boston MA 04/2017 05/2018
Edward Jones St.LOuis MO 08/2018 10/2019
Unemployed Waltham MA 10/2019 02/2020
Citizens Securities, Inc. Quincy MA 02/2020 06/2023
Ameriprise Financial Services Sandwich MA 06/2023 06/2023
Ameriprise Financial Services, Llc. Sandwich MA 06/2023 Present
Previous Registrations
Other Businesses

Business Ownership; AALM LLC; Owner; Manage Ameriprise Business; 90 Route 6A, Unit 4B, Sandwich, MA, 02563; Investment-Related; 01/10/2026; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; Cambridge Rindge and Latin High School; I am the head coach for the hockey team; I am the head coach for the Cambridge Rindge and Latin Varsity Boys Ice Hockey Team; 459 Broadway CT, , Cambridge, MA, 02138; Not Investment-Related; 11/27/2023; 10 to 19 hours per month; 0 during trading hours / AALM LLC; Owner; Manage advisory business; 90 Route 6A, Unit 4B, Sandwich, MA, 02563; Investment-Related; 01/10/2026; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-17
S63 Uniform Securities Agent State Law Examination 2015-08-11
  • S66 Uniform Combined State Law Examination
    2017-01-17
  • S63 Uniform Securities Agent State Law Examination
    2015-08-11
Other Names
  • Andrew Brian Ball
  • Andrew B Ball
  • Andrew Ball

View on SEC IAPD

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