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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-06-16 |
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
5 Vina Lane, Brooklyn, CT 06234 • United States
60 Munson Meeting Wy. #19, Chatham, MA 02633 • United States
36 Buff Cap Road Suite 3, Tolland, CT 06084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Tolland | CT | 10/2004 | Present |
| Pruco Securities, Llc. | Tolland | CT | 10/2002 | 11/2024 |
| Lpl Enterprise, Llc | Tolland | CT | 11/2024 | Present |
1) 11/14/2024- Sloan, Giguere, Gisleson & Associates- DBA for LPL Business (entity for LPL business)- Simple Doing Business AS moniker- INV Related- At Tolland, CT- Start date 08/30/2018- 0 HRS MTH- 0 HRS During Trading 2) 11/14/2024 - Ann Giguere - Act in a Fiduciary Capacity - Tolland, CT - INV REL - Start Date 03/23/2022 - 1hr/mth 3) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-09 |
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