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Gary Wayne Peloquin

Westcott Investment Advisors LLC

Danielson, CT

CRD 4662844

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Employer firm

Westcott Investment Advisors LLC CRD 126955

$63.6M regulatory AUM 66 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Westcott Investment Advisors Llc

90 Westcott Road, Danielson, CT 06239-0296 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2001-03-21
  • CT RA
    APPROVED
    Since 2001-03-21

Branch Locations

90 Westcott Road, Danielson, CT 06239-0296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peloquin And Company Llc Danielson CT 03/1984 Present
  • 03/1984 → Present
    Peloquin And Company Llc
    Danielson, CT
Other Businesses

PELOQUIN AND COMPANY LLC CERTIFIED PUBLIC ACCOUNTANT 90 WESTCOTT ROAD DANIELSON CT 06239-0296 CPA FIRM POSITION: OWNER HOURS: 30-40 HOURS PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-26
  • S65 Uniform Investment Adviser Law Examination
    2001-01-26

View on SEC IAPD

Nearby Firms

KEY INVESTMENT SERVICES LLC
HORACE MANN INVESTORS, INC.
OSAIC INSTITUTIONS, INC.

Nearby Investors

Owen M Doremus
JEFFREY NATHAN LARROW
RAYMOND RONALD PERRY

Nearby Offices

KEY INVESTMENT SERVICES LLC · Danielson, CT
HORACE MANN INVESTORS, INC. · Killingly, CT
OSAIC INSTITUTIONS, INC. · DAYVILLE, CT

More in Danielson, CT

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