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Eric William Haines

LPl Financial LLC

Greenwood Village, CO

CRD 6508808

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-13
TX RA APPROVED 2026-01-13
  • CO RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-13

Branch Locations

5299 Dtc Blvd, Ste 1170, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 06/2015 01/2021
Janus Distributors Llc Denver CO 06/2015 01/2022
Janus Henderson Investors Us Llc Denver CO 01/2021 07/2022
Janus Henderson Distributors Us Llc Denver CO 01/2022 07/2022
Destra Capital Investments Llc Denver CO 08/2022 01/2026
Destra Capital Advisors, Llc Denver CO 08/2022 01/2026
Lpl Financial, Llc Greenwood Village CO 01/2026 Present
  • 06/2015 → 01/2021
    Janus Management Holdings Corp
    Denver, CO
  • 06/2015 → 01/2022
    Janus Distributors Llc
    Denver, CO
  • 01/2021 → 07/2022
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 07/2022
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 08/2022 → 01/2026
    Destra Capital Investments Llc
    Denver, CO
  • 08/2022 → 01/2026
    Denver, CO
  • 01/2026 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

1- 01/2026 / Johlfs Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 130 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-10
  • S63 Uniform Securities Agent State Law Examination
    2015-07-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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