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Dennis Ray Herndon

Raymond James Financial Services Advisors, Inc

Newport News, VA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
VA RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • VA RA
    APPROVED
    Since 2021-04-16

Branch Locations

11820 Fountain Way Suite 100, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Newport News VA 06/2015 04/2021
Raymond James Financial Services, Inc. Newport News VA 04/2021 Present
Raymond James Financial Services Advisors, Inc. Newport News VA 04/2021 Present
Heyman Investment Group Newport News VA 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-03
  • S66 Uniform Combined State Law Examination
    2015-07-03
Other Names
  • Dennis Herndon

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Newport News, VA
LPL FINANCIAL LLC · NEWPORT NEWS, VA
OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
HAAS INVESTMENT MANAGEMENT LLC · NEWPORT NEWS, VA

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