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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| FL | RA | APPROVED | 2022-02-04 |
Branch Locations
2525 Ponce De Leon Blvd, Suite 1080, Coral Gables, FL 33134 • United States
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Miami | FL | 06/2015 | 01/2022 |
| Newedge Wealth, Llc | Stamford | CT | 01/2022 | Present |
| Newedge Securities, Inc. | Stamford | CT | 01/2022 | Present |
1) Alis Lynn Ramirez/ 17055 NW 56th Court/ Miami-Dade/ Miami Gardens 33055/ UNited States/ Rental Property / Real Estate / Real Estate- We own a Townhouse which is rented./ Proprietor / owner /We own a Townhouse which is rented to tenants./ Receive compensation?: Yes/ Authority to make investment decisions?: Yes/ Start Date 11/1/2019 2)NewEdge Wealth, LLC, an IAR. Sales Assistant for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902. Start Date: 01/28/2022 3.NewEdge Wealth*We are named as successor trustee on our family member's personal trusts. Not active at this time*2hrs* 4.Townhouse*Own Townhouse previously rented/currently now a rental but used by family*Yes Invest*0Hrs*8/8/19 5.Black Sheep Coffee*Yes Invest*Miami Fl*Vice President Client Service*private investment in Coffee Shop*Side Investor*6/18/2026*0Hrs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-17 |
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