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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-05-21
  • OH RA
    APPROVED
    Since 2019-05-21

Branch Locations

5580 Glenway Avenue, Cincinnati, OH 45238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Cincinnati OH 05/2016 11/2018
Osaic Cincinnati OH 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Cincinnati, OH
  • 11/2018 → Present
    Osaic
    Cincinnati, OH
Other Businesses

1. TRADING CARDS POSITION: Collector NATURE: I collect and trade sports cards. It includes buying and selling cards and sometimes for a profit. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 6601 South Cove Dr, Cincinnati OH 45233, United States DESCRIPTION: Buying, selling and trading sports cards. when cards are bought i ship them through usps. 2. MAKRIS FINANCIAL GROUP POSITION: Employee / Financial Professional NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/02/2024 ADDRESS: 5580 Glenway Ave, Cincinnati OH 45238, United States DESCRIPTION: Assist Clients, paperwork, Advising, Servicing existing clients needs. 3. MEADOW WALK UNIT OWNERS ASSOCIATION INC. POSITION: Voluntary Board Member NATURE: Corporation, I have been asked to be on the board of my home owners association. It is a voluntary position. There is a president and a treasurer. I will not have any access to any of the finances as the treasurer takes care of the finances. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 5366 Meadow Estate Dr, Cincinnati OH 45247, United States DESCRIPTION: Assisting the board in making decisions on work and upkeep/maintenance of the properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-16
S63 Uniform Securities Agent State Law Examination 2016-06-10
  • S66 Uniform Combined State Law Examination
    2019-05-16
  • S63 Uniform Securities Agent State Law Examination
    2016-06-10
Other Names
  • Yianni Nikolas Makris
  • Yianni Makris

View on SEC IAPD

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