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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-17
  • NJ RA
    APPROVED
    Since 2021-06-17

Branch Locations

4 Campus Drive, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 01/2020 05/2021
Recordati Rare Diseases, Inc. Lebanon NJ 02/2018 01/2020
County College Of Morris Randolph NJ 08/2017 12/2017
R. Keller Construction Dover NJ 07/2009 02/2018
Rowan University Glassboro NJ 09/2013 05/2017
Bank Of America, N.A. Florham Park NJ 02/2020 05/2021
Summit Financial, Llc Parsippany NJ 05/2021 Present
Purshe Kaplan Sterling Investments Albany NY 01/2023 Present
  • 01/2020 → 05/2021
    Florham Park, NJ
  • 02/2018 → 01/2020
    Recordati Rare Diseases, Inc.
    Lebanon, NJ
  • 08/2017 → 12/2017
    County College Of Morris
    Randolph, NJ
  • 07/2009 → 02/2018
    R. Keller Construction
    Dover, NJ
  • 09/2013 → 05/2017
    Rowan University
    Glassboro, NJ
  • 02/2020 → 05/2021
    Bank Of America, N.A.
    Florham Park, NJ
  • 05/2021 → Present
    Parsippany, NJ
  • 01/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Summit Financial, LLC. Investment-related. At registered location. RIA. Associate Wealth Advisor. Start: 5/2021. 160 Hours per month; 130 during trading hours. Duties - supporting David Weinerman's book of business. (2) R.B.S. Harrison, LLC, Minority ownership gifted by his parents; located at 27 Harrison Street, Dover NJ 07801; Start date: 3/12/24; No involvement in business operations, or real estate/rental decisions. Nature of Business: Purchase and management of rental properties in Northern New Jersey; No hours devoted to this activity during the month and none during securities trading hours. (3) Eva's Village: Non-investment related; Eva's Village is a comprehensive non-profit social service organization. Mr. Keller is a Planning Committee Member that will be assisting Eva's Village with their Visions of Hope Gala. He will be assisting with logistics and vendor selection for food, invitations, etc. Address: 393 Main St. Paterson, NJ 07501; https://www.evasvillage.org/gala.html; Start 9/1/2026; 3 hours per month devoted to this outside activity; 0 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-27
  • S66 Uniform Combined State Law Examination
    2020-11-27
Other Names
  • Brian Martin Keller
  • Brian Keller

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