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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-07

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

5948 Carnegie Ln, Plano, TX 75093 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 10/2017
Smith Frank & Partners. Llc Dallas TX 01/2017 09/2024
Forthright Capital Advisory Las Vegas NV 09/2024 03/2025
Forthright Capital Partners Las Vegas NV 09/2024 03/2025
Smith Frank & Partners. Llc Dallas TX 03/2025 02/2026
Kestra Investment Services, Llc Dallas TX 02/2026 08/2026
Kestra Advisory Services, Llc Dallas TX 02/2026 08/2026
Integrity Alliance, Llc Plano TX 08/2026 Present
  • 04/2016 → 10/2017
    Kestra Financial Services, Inc.
    Austin, TX
  • 01/2017 → 09/2024
    Smith Frank & Partners. Llc
    Dallas, TX
  • 09/2024 → 03/2025
    Forthright Capital Advisory
    Las Vegas, NV
  • 09/2024 → 03/2025
    Forthright Capital Partners
    Las Vegas, NV
  • 03/2025 → 02/2026
    Smith Frank & Partners. Llc
    Dallas, TX
  • 02/2026 → 08/2026
    Kestra Investment Services, Llc
    Dallas, TX
  • 02/2026 → 08/2026
    Dallas, TX
  • 08/2026 → Present
    Plano, TX
Previous Registrations
Other Businesses

1) FJ Publishing, LLC; Not investment related; 5948 Carnegie Ln, Plano TX 75093; : Book Publisher; Co-Owner; 05/18/2023; 0 hours per month; 0 hours during security hours; 05/18/2023; my son, Finley Lewis wrote a book and self-published it on Amazon.com. I do not spend any time on this activity and am only an owner of the business because he was a minor at the time the book was published. 2) Lewis Financial Group, LLC.; investment related; 5948 Carnegie Ln, Plano, TX 75093; Fixed insurance and Annuity Sales; Owner; 02/13/2026; 160 hours per month; 160 hours during security hours; Selling Life, Disability and Long Term Care insurance and Variable Annuities. 3) SJ Publishing, LLC; not investment related; 5948 Carnegie Ln, Plano TX 75093; : Book Publisher; Co-Owner; 05/19/2026; 0 hours per month; 0 hours during security hours; 05/18/2023; My son, Sutton Lewis, wrote a book and published it on Amazon.com. I do not spend any time on this activity, but I am the owner because he is a minor.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-06
S65 Uniform Investment Adviser Law Examination 2024-10-25
S66 Uniform Combined State Law Examination 2015-11-23
  • S63 Uniform Securities Agent State Law Examination
    2026-03-06
  • S65 Uniform Investment Adviser Law Examination
    2024-10-25
  • S66 Uniform Combined State Law Examination
    2015-11-23

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