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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
5948 Carnegie Ln, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 10/2017 |
| Smith Frank & Partners. Llc | Dallas | TX | 01/2017 | 09/2024 |
| Forthright Capital Advisory | Las Vegas | NV | 09/2024 | 03/2025 |
| Forthright Capital Partners | Las Vegas | NV | 09/2024 | 03/2025 |
| Smith Frank & Partners. Llc | Dallas | TX | 03/2025 | 02/2026 |
| Kestra Investment Services, Llc | Dallas | TX | 02/2026 | 08/2026 |
| Kestra Advisory Services, Llc | Dallas | TX | 02/2026 | 08/2026 |
| Integrity Alliance, Llc | Plano | TX | 08/2026 | Present |
1) FJ Publishing, LLC; Not investment related; 5948 Carnegie Ln, Plano TX 75093; : Book Publisher; Co-Owner; 05/18/2023; 0 hours per month; 0 hours during security hours; 05/18/2023; my son, Finley Lewis wrote a book and self-published it on Amazon.com. I do not spend any time on this activity and am only an owner of the business because he was a minor at the time the book was published. 2) Lewis Financial Group, LLC.; investment related; 5948 Carnegie Ln, Plano, TX 75093; Fixed insurance and Annuity Sales; Owner; 02/13/2026; 160 hours per month; 160 hours during security hours; Selling Life, Disability and Long Term Care insurance and Variable Annuities. 3) SJ Publishing, LLC; not investment related; 5948 Carnegie Ln, Plano TX 75093; : Book Publisher; Co-Owner; 05/19/2026; 0 hours per month; 0 hours during security hours; 05/18/2023; My son, Sutton Lewis, wrote a book and published it on Amazon.com. I do not spend any time on this activity, but I am the owner because he is a minor.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-06 |
| S65 | Uniform Investment Adviser Law Examination | 2024-10-25 |
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
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