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Stephen Nickolas Carpenter

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-11
FL RA APPROVED 2020-08-12
  • TX RA
    APPROVED_RES
    Since 2021-01-11
  • FL RA
    APPROVED
    Since 2020-08-12

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 06/2015 Present
Charles Schwab Bank Edina MN 11/2017 07/2020
Schwab Wealth Advisory, Inc. Orlando FL 07/2020 Present
  • 06/2015 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 11/2017 → 07/2020
    Charles Schwab Bank
    Edina, MN
  • 07/2020 → Present
    Schwab Wealth Advisory, Inc.
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-14
  • S66 Uniform Combined State Law Examination
    2016-10-14
Other Names
  • Nick Carpenter

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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